When you choose to invest with Carosa Stanton Asset Management, Independent Fiduciary Consultants℠, or the Bullfinch Fund, you not only entrust us with your investments, but also with your personal and financial data. Just as we are dedicated to managing your assets well, we are also committed to respecting your privacy and protecting the information you give to us.
In order to service your account, we collect certain nonpublic personal information about you from your account application, from other forms provided, and as a result of transactions with us. In addition to helping serve your financial needs, the information collected may also be needed to fulfill legal and regulatory requirements.
This policy reads as follows:
An employee shall not disseminate confidential or material nonpublic information. Confidential information is that concerning the firm (and its employees), clients (former, present and prospective), and suppliers which is or could be considered proprietary or personal and which, if disclosed, could be damaging to the firm, individual or supplier.
We strongly adhere to the confidentiality standards and ethics practices of our Code of Ethics. We believe these represent the highest standards of client confidentiality.
Carosa Stanton Asset Management LLC may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, or have filed notice, or are otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Any communication with prospective clients residing in states of international jurisdictions where Carosa Stanton Asset Management, LLC is not registered or licensed shall be limited so as not to trigger registration or licensing requirements.